0001144204-11-028402.txt : 20110512 0001144204-11-028402.hdr.sgml : 20110512 20110512102624 ACCESSION NUMBER: 0001144204-11-028402 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hung Kwok Wa CENTRAL INDEX KEY: 0001513804 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: UNIT 3408 CHINA MERCHANT TOWER STREET 2: SHUN TAK CENTRE CITY: SHEUNG WAN STATE: K3 ZIP: 000000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Plastec Technologies, Ltd. CENTRAL INDEX KEY: 0001433309 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85109 FILM NUMBER: 11834181 BUSINESS ADDRESS: STREET 1: UNIT 01, 21/F, AITKEN VANSON CENTRE STREET 2: 61 HOI YUEN ROAD, KWUN TONG CITY: KOWLOON STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-21917155 MAIL ADDRESS: STREET 1: UNIT 01, 21/F, AITKEN VANSON CENTRE STREET 2: 61 HOI YUEN ROAD, KWUN TONG CITY: KOWLOON STATE: K3 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: GSME Acquisition Partners I DATE OF NAME CHANGE: 20080424 SC 13G/A 1 v222188_sc13ga.htm Unassociated Document
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

(Amendment No. 1)*

PLASTEC TECHNOLOGIES, LTD.
(Name of Issuer)
 
Ordinary Shares, $0.001 par value
(Title of Class of Securities)
 
G71218 104
(CUSIP Number)
 
April 30, 2011
(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

£           Rule 13d-1(b)
S           Rule 13d-1(c)
£           Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 

 
CUSIP No.  G71218 104
 
 
13G
 
Page 2 of 7 Pages
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Top Universe Management Limited
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  £
(b)  £
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
British Virgin Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
930,651 Shares
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
930,651 Shares
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
930,651 Shares
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)     £
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.6%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
CO
 
* See instructions before filling out.
 
 
 

 

 
CUSIP No.  G71218 104
 
 
13G
 
Page 3 of 7 Pages
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Kwok Wa Hung
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) £
(b) £
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Hong Kong
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
1,100,651 Shares
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
1,100,651 Shares
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,100,651 Shares
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)     £
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.6%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IN
 
* See instructions before filling out.
 
 
 

 
 
 
CUSIP No.  G71218 104
 
 
13G
 
Page 4 of 7 Pages
 
Item 1(a).
Name of Issuer:
 
Plastec Technologies, Ltd. (“Issuer”)
   
Item 1(b.)
Address of Issuer’s Principal Executive Offices:
 
Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloon, Hong Kong
   
Item 2(a).
Name of Persons Filing:
 
Kwok Wa Hung (“Hung”)
 
Top Universe Management Limited (“Top Universe”)
   
Item 2(b).
Address of Principal Business Office or, if None, Residence:
 
The principal business address of each of Hung and Top Universe is c/o Unit 3408 China Merchant Tower, Shun Tak Centre, Sheung Wan, Hong Kong
   
Item 2(c).
Citizenship:
 
Hung is a citizen of Hong Kong
 
Top Universe is a British Virgin Islands company
   
Item 2(d).
Title of Class of Securities:
 
Ordinary Shares, par value $.001 per share
   
Item 2(e).
CUSIP Number:
 
G71218 104
   
Item 3.
If This Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
 
 
(a)
£
Broker or dealer registered under Section 15 of the Exchange Act;
 
 
(b)
£
Bank as defined in Section 3(a)(6) of the Exchange Act;
 
 
(c)
£
Insurance company as defined in Section 3(a)(19) of the Exchange Act;
 
 
(d)
£
Investment company registered under Section 8 of the Investment Company Act;
 
 
(e)
£
An investment adviser in accordance with Rule 13d-1(b)(ii)(E);
 
 
(f)
£
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
 
(g)
£
A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G)
 
 
(h)
£
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
 
 

 
 
 
CUSIP No.  G71218 104
 
 
13G
 
Page 5 of 7 Pages
 
 
(i)
£
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
 
 
(j)
£
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 
Item 4.   Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
(a)
Amount beneficially owned:
 
Hung beneficially owns 1,100,651 ordinary shares of the Issuer, representing (i) 930,651 ordinary shares held by Top Universe of which Hung controls and (ii) 170,000 shares held directly by Hung.  Top Universe beneficially owns 930,651 ordinary shares of the Issuer.
 
 
(b)
Percent of Class:
 
Hung beneficially owns 6.6%
 
Top Universe beneficially owns 5.6%
 
 
(c) 
Number of shares as to which such person has:
 
 
(i) 
Sole power to vote or to direct the vote:
 
Hung: 1,100,651 ordinary shares
 
Top Universe: 930,651 ordinary shares
 
 
(ii) 
Shared power to vote or to direct the vote:
 
0 ordinary shares
 
 
(iii) 
Sole power to dispose or to direct the disposition of:
 
Hung: 1,100,651 ordinary shares
 
Top Universe: 930,651 ordinary shares
 
 
(iv)
Shared power to dispose or to direct the disposition of:
 
0 ordinary shares
 
Instruction:  For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1).
Item 5.
Ownership of Five Percent or Less of a Class
   
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  £
   
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
   
 
None.
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
 
None.
   
Item 8.
Identification and Classification of Members of the Group.
   
 
None.
   
 
 
 
 

 
 
 
CUSIP No.  G71218 104
 
 
13G
 
Page 6 of 7 Pages
 
Item 9.
Notice of Dissolution of Group.
   
 
None.
   
Item 10.
Certifications.
   
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 

 
 
 
CUSIP No.  G71218 104
 
 
13G
 
Page 7 of 7 Pages
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  May 12, 2011

   
 
/s/ Kwok Wa Hung
Kwok Wa Hung

TOP UNIVERSE MANAGEMENT
LIMITED

 
 
  By: /s/ Kwok Wa Hung
      Kwok Wa Hung