PLASTEC TECHNOLOGIES, LTD.
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(Name of Issuer)
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Ordinary Shares, $0.001 par value
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(Title of Class of Securities)
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G71218 104
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(CUSIP Number)
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April 30, 2011
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No. G71218 104
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13G
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Page 2 of 7 Pages
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Top Universe Management Limited
|
||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) £
(b) £
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||
3
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SEC USE ONLY
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||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
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||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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5
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SOLE VOTING POWER
930,651 Shares
|
|
6
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SHARED VOTING POWER
0
|
||
7
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SOLE DISPOSITIVE POWER
930,651 Shares
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||
8
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SHARED DISPOSITIVE POWER
0
|
||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
930,651 Shares
|
||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) £
|
||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.6%
|
||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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CUSIP No. G71218 104
|
13G
|
Page 3 of 7 Pages
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Kwok Wa Hung
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) £
(b) £
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
1,100,651 Shares
|
|
6
|
SHARED VOTING POWER
0
|
||
7
|
SOLE DISPOSITIVE POWER
1,100,651 Shares
|
||
8
|
SHARED DISPOSITIVE POWER
0
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,100,651 Shares
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) £
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.6%
|
||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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CUSIP No. G71218 104
|
13G
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Page 4 of 7 Pages
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Item 1(a).
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Name of Issuer:
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Plastec Technologies, Ltd. (“Issuer”)
|
|
Item 1(b.)
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Address of Issuer’s Principal Executive Offices:
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Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloon, Hong Kong
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Item 2(a).
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Name of Persons Filing:
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Kwok Wa Hung (“Hung”)
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Top Universe Management Limited (“Top Universe”)
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Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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The principal business address of each of Hung and Top Universe is c/o Unit 3408 China Merchant Tower, Shun Tak Centre, Sheung Wan, Hong Kong
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Item 2(c).
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Citizenship:
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Hung is a citizen of Hong Kong
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Top Universe is a British Virgin Islands company
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Item 2(d).
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Title of Class of Securities:
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Ordinary Shares, par value $.001 per share
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Item 2(e).
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CUSIP Number:
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G71218 104
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Item 3.
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If This Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
|
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(a)
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£
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Broker or dealer registered under Section 15 of the Exchange Act;
|
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(b)
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£
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Bank as defined in Section 3(a)(6) of the Exchange Act;
|
|
(c)
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£
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Insurance company as defined in Section 3(a)(19) of the Exchange Act;
|
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(d)
|
£
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Investment company registered under Section 8 of the Investment Company Act;
|
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(e)
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£
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An investment adviser in accordance with Rule 13d-1(b)(ii)(E);
|
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(f)
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£
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
|
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(g)
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£
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A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G)
|
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(h)
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£
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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CUSIP No. G71218 104
|
13G
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Page 5 of 7 Pages
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(i)
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£
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
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(j)
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£
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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Item 4. | Ownership |
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(a)
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Amount beneficially owned:
|
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(b)
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Percent of Class:
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
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(ii)
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Shared power to vote or to direct the vote:
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(iii)
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Sole power to dispose or to direct the disposition of:
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(iv)
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Shared power to dispose or to direct the disposition of:
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: £
|
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
|
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None.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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None.
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Item 8.
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Identification and Classification of Members of the Group.
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None.
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CUSIP No. G71218 104
|
13G
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Page 6 of 7 Pages
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Item 9.
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Notice of Dissolution of Group.
|
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None.
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Item 10.
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Certifications.
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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CUSIP No. G71218 104
|
13G
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Page 7 of 7 Pages
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/s/ Kwok Wa Hung
Kwok Wa Hung
TOP UNIVERSE MANAGEMENT
LIMITED
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By: | /s/ Kwok Wa Hung
Kwok Wa Hung
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